| 1. | Futures commission merchants
期货经纪公司 |
| 2. | A person employed by , and soliciting business for , a commission house or futures commission merchant
证券经纪公司或期货经纪商雇用或咨询的人。 |
| 3. | The consigning futures commission merchant fails to offset its positions after being restrained from opening new positions
委托期货商经本公司限制新增部位后,未依规定指示了结部位者 |
| 4. | The client or the consigning futures commission merchant fails to pay required margins within the time limit prescribed by the clearing member
客户,委托期货商未依本公司规定时限缴足所需保证金 |
| 5. | The client or the consigning futures commission merchant holds open positions in excess of the position limit prescribed by the clearing members
客户,委托期货商持有未冲销部位数量逾本公司规定之额度 |
| 6. | A person , commonly called a commodity broker , associated with and soliciting customers and orders for a futures commission merchant or introducing broker
一般称为商品经纪人,他是联系和提供咨询给客户以及在期货商品市场委任商人或介绍经纪人。 |
| 7. | The futures commission merchant shall immediately cease accepting new orders from the institutional investor , except for purposes of disposing of existing positions , and shall cancel the account after its claims and liabilities have been settled
除为处理原有部位外，期货商应立即停止收受其新增委托单，并于其债权债务结清后，予以销户。 |
| 8. | Compared with both foreign futures commission merchants and domestic securities firms , and from the prospective of general principle of economics , new institution economics , and regulation economics , it elaborates the rational and general content of the regulatory system of chinese futures brokerage firms , followed by a . proposition of regulatory framework involving the objectives of regulatory system , regulatory authority , legal system , regulation methods , and regulated institutions
通过与国外期货商和国内证券公司进行横向比较，并从经济学一般原理和新制度经济学、监管经济学的角度，分析对期货公司监管的必要性，概述了期货公司监管制度的一般内容，提出建立中国期货公司监管制度的阶段性构想，对中国期货公司监管制度的目标理念、监管主体、监管法律体系、监管类型、监管对象进行系统论述。 |
| 9. | The author gives the standards of the subject of futures contract and cognizances among the subjects of futures market one by one , and discusses emphatically futures commission merchant ( fcm ) connation and characters . it points out that the difference exists in the relations betweem fcm and custmor in different legal systems
笔者界定了期货合同的主体标准，逐一识别期货市场的主体，重点讨论了期货经纪商的内涵和特征，剖析了不同法系下的期货经纪商和客户的不同法律地位。 |
| 10. | The securities investment trust fund will be exempt from position limits required for each contract by their respective trading rules only after the exchange has approved the application and issued certifying documentation that may be used to open a hedge account with a futures commission merchant or to convert an existing trading account into a hedge account
俟本公司同意并发给证明文件，凭以向期货商开设避险帐户或将原交易帐户变更为避险帐户，并由期货商函报本公司后，该证券投资信托事业所管理之证券投资信托基金从事期货交易，始得豁免交易规则之部位限制规定。 |
